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Ford Foundation Annual Report 1971







The Trustees commissioned another careful review, and although the bleak prospects of mid-1970 were relieved by strong market recoveries later in the year, we eventually decided to cut back our new commitments for 1971 by about 10 per cent and then to adopt an essentially level budget of $225 million for the present year, 1972. If we allow for inflation, this budget provides for the lowest level of grant-making the Foundation has known since 1961.

Maintaining Financial Stability and Philanthropic Momentum

The consequences of our two major budget cutbacks of 1967 and 1971 are not all done with. But in February, 1972, it does at last seem possible to say that the prospect for a true balance between our commitments and our resources is brighter than at any time in the last six years.

On September 30, 1971, our portfolio had a market value of $3.3 billion. The problem of cash disbursements made heavy by "overhang" is behind us. We now expect that cash disbursements for 1972 will be about $250 million, and in future years any increase would be the result of new decisions, not past commitments. It happens that in the first few months of fiscal 1972 our position has strengthened further as we have continued to clean up the "overhang" and as our portfolio has continued to grow in favoring markets. As I write it is correct to say that neither previous commitments nor current program budgets require us to spend at an annual level of more than 7 per cent of our present capital base. The strength of this position should not be overstated; markets have gone down before. But on balance we can take satisfaction in the fact that the Foundation has been able to steer its way through a time of inflation and recession to a new position of financial stability, without losing the basic momentum of its charitable activity.

These sober six years have taught us a number of lessons, but before I discuss them I should make two observations. First, close study of the ten-year table will show that the capital position of this Foundation has been dependent more on our Ford stock—all nonvoting—than on any other single factor. That stock has been strong in recent years. Pursuant to sound investment practice, and now also to rulings of the Internal Revenue Service, we continue to diversify. But in the meantime our Ford stock is a major source of the strength of our capital position.

Another major reinforcement in this same period has been the general effectiveness of our own financial management. There are many ways of measuring such effectiveness, and much argument on their relative merits, but one simple method is to compare one's total return with those of other institutional investors. We have made our comparisons, and we find that in our diversified investments we have consistently done better than the standard market averages, and better than a large majority of the professionally managed funds against which we can reasonably measure ourselves. We do not intend to rest on our oars, and in the last year we have taken a number of steps designed to improve our overall investing effectiveness, but the achievements of the last six years do justify an expression of thanks to our Treasurer throughout that period, Thomas Lenagh, and to three successive Chairmen of our Finance Committee: Eugene Black, Bethuel Webster, and William Donaldson. And the record of fiscal 1971, which is detailed most soberly by Vice President Roger Kennedy at page 92, is a record for which Mr. Kennedy himself must accept some credit.

To sum up—

We have met the very large commitments undertaken in a more optimistic time.

We have protected the dollar value of our endowment while continuing to spend much more than our dividend and interest income. Between 1965 and 1971 our cash disbursements ran more than $750 million beyond income, while the market